Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 1 Apr 2023)
- CF30 Customer (21 Sep 2009 to 6 Mar 2016)
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- CF21 Investment Adviser (17 May 2005 to 9 Aug 2006)
- CF22 Investment Adviser (Trainee) (10 Oct 2003 to 17 May 2005)
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- CF21 Investment Adviser (17 Jul 2002 to 17 Jul 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 30 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.