Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Mark David Allan Dobbins
IRN MDD00013
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 May 2002)
Mark David Harrod
IRN MDH00007
- CF21 Investment Adviser (1 Dec 2001 to 7 May 2007)
Mark David Hodge
IRN MDH00023
- CF21 Investment Adviser (1 Dec 2001 to 20 May 2002)
Mark David Newsam
IRN MDN00007
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Jul 2002)
Mark David Wells
IRN MDW00031
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Mark Eagleton
IRN MXE00014
- CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2002)
Mark George Culmer
IRN MGC01038
- CF28 Systems and controls (16 May 2012 to 26 Jul 2016)
Mark Goodwin
IRN MXG00132
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Mark Holmes
IRN MJH00152
- CF21 Investment Adviser (21 Aug 2006 to 30 Jun 2007)
- CF22 Investment Adviser (Trainee) (2 Dec 2005 to 21 Aug 2006)
Mark Jason Walker
IRN MJW00071
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.