Mark Holmes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vision Independent Financial Planning Ltd

    FRN 487395

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 25 Jun 2018)
    • CF1 Director (AR) (since 25 Jun 2018)
  • Eighteen Wealth Planning Limited

    FRN 811892

    • (1)Employed By (since 25 Jun 2018)
  • TC Group Financial Planning LLP (no longer approved here)

    FRN 842206

    • (6)Employed By (20 Jun 2019 to 14 Jul 2022)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Jul 2007 to 31 Oct 2007)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (21 Aug 2006 to 30 Jun 2007)
    • CF22 Investment Adviser (Trainee) (2 Dec 2005 to 21 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.