Mark David Hodge

• St. James's Place Wealth Management Plc

  FRN 195351

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • Appointed representative dealing with clients for which they require qualification (since 20 Jan 2021)
  • CF1 Director (AR) (since 9 Dec 2020)
  • CF30 Customer (since 9 Dec 2020)
  • CF30 Customer (1 Oct 2012 to 14 Nov 2013)
• Hodge Wealth Management Ltd

  FRN 938373

  • (1)Employed By (since 9 Dec 2020)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • CF30 Customer (31 Jul 2014 to 9 Jul 2015)
• Quilter Financial Advisers Ltd (no longer approved here)

  FRN 452529

  • (554)Employed By (31 Jul 2014 to 9 Jul 2015)
• Openwork Limited (no longer approved here)

  FRN 408285

  • CF30 Customer (24 Oct 2013 to 13 Aug 2014)
• Phoenix Wealth Services Limited (no longer approved here)

  FRN 465753

  • CF30 Customer (20 Oct 2011 to 30 Jul 2012)
• Bank of Scotland plc (no longer approved here)

  FRN 169628

  • CF30 Customer (26 Aug 2009 to 12 Sep 2011)
• Legal and General Assurance Society Limited (no longer approved here)

  FRN 117659

  • CF21 Investment Adviser (6 Mar 2006 to 29 Oct 2007)
  • CF22 Investment Adviser (Trainee) (12 Jul 2005 to 6 Mar 2006)
• Legal & General (Unit Trust Managers) Limited (no longer approved here)

  FRN 119273

  • CF21 Investment Adviser (6 Mar 2006 to 29 Oct 2007)
  • CF22 Investment Adviser (Trainee) (12 Jul 2005 to 6 Mar 2006)
• Sterling & Law Limited (no longer approved here)

  FRN 184040

  • (17)Employed By (18 Feb 2003 to 5 May 2003)

No changes recorded yet.