Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF7 Group Entity Senior Manager (since 2 Jan 2020)
    • Director of firm who is not a certification employee or a SMF manager (25 Sep 2019 to 1 Jan 2020)
    • SMF7 Group Entity Senior Manager (since 2 Jan 2020)
    • Director of firm who is not a certification employee or a SMF manager (25 Sep 2019 to 1 Jan 2020)
    • SMF7 Group Entity Senior Manager (since 2 Jan 2020)
    • Director of firm who is not a certification employee or a SMF manager (25 Sep 2019 to 1 Jan 2020)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 1 Aug 2019)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (31 Oct 2012 to 6 Mar 2016)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 1 Aug 2019)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (31 Oct 2012 to 6 Mar 2016)
    • CF28 Systems and controls (16 May 2012 to 6 Mar 2016)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 1 Aug 2019)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (31 Oct 2012 to 6 Mar 2016)
  • LDC (Managers) Limited (no longer approved here)

    FRN 147964

    • CF1 Director (5 Dec 2017 to 1 Aug 2019)
  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • SMF7 Group Entity Senior Manager (29 Aug 2017 to 1 Aug 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • SMF2 Chief Finance (7 Mar 2016 to 1 Aug 2019)
    • CF1 Director (16 May 2012 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • SMF2 Chief Finance (7 Mar 2016 to 1 Aug 2019)
    • CF1 Director (16 May 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.