Mark David Allan Dobbins

• Affinity Financial Awareness Limited (no longer approved here)

  FRN 409160

  • [FCA CF] Functions requiring qualifications (20 Sep 2023 to 9 Jan 2025)
• Wealth At Work Limited (no longer approved here)

  FRN 417367

  • [FCA CF] Functions requiring qualifications (20 Sep 2023 to 9 Jan 2025)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • Appointed representative dealing with clients for which they require qualification (1 Jun 2021 to 21 Jul 2023)
  • CF30 Customer (11 May 2021 to 21 Jul 2023)
• Frizzell Wealth Management Limited (no longer approved here)

  FRN 570227

  • (4)Employed By (11 May 2021 to 21 Jul 2023)
• Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

  FRN 830170

  • [FCA CF] Functions requiring qualifications (7 Jul 2020 to 7 Apr 2021)
  • [FCA CF] Client dealing (7 Jul 2020 to 7 Apr 2021)
  • CF30 Customer (12 Jun 2019 to 8 Dec 2019)
• Lloyds Bank PLC (no longer approved here)

  FRN 119278

  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF22 Investment Adviser (Trainee) (1 Jul 2007 to 24 Aug 2007)
  • CF21 Investment Adviser (27 May 2002 to 7 Aug 2002)
• Scottish Widows Unit Trust Managers Limited (no longer approved here)

  FRN 122129

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 May 2002)
• Scottish Widows Administration Services Limited (no longer approved here)

  FRN 139398

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 May 2002)

No changes recorded yet.