Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Mark Jeremy Francis
IRN MJF00055
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Mark Jeremy Singleton
IRN MJS00181
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Mark John Allen
IRN MJA00036
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Mark Jonathan Harris
IRN MJH00164
- CF22 Investment Adviser (Trainee) (14 Apr 2003 to 4 Sep 2003)
Mark Kevin Jeffery
IRN MKJ01010
- CF30 Customer (24 Aug 2010 to 1 Jan 2013)
Mark Lionel Smitheram
IRN MLS00028
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Mark McDermott
IRN MXM00139
- CF22 Investment Adviser (Trainee) (21 Nov 2006 to 30 Jun 2007)
Mark Nolan
IRN MXN00073
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Mark Rogers
IRN MAR00061
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Feb 2003)
Mark Stephen Davies
IRN MSD00011
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.