Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Mark Stephen Wilson
IRN MXW00649
- SMF18 Other Overall Responsibility (17 Mar 2023 to 30 Nov 2023)
- SMF3 Executive Director (17 Mar 2023 to 30 Nov 2023)
Mark Stilwell
IRN MXS00073
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Mark Stuart Webster
IRN MSW00046
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Mark Turton
IRN MJT00064
- CF30 Customer (15 May 2012 to 1 Jan 2013)
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Mark Wareing
IRN MXW00038
- CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2003)
Marshall Docherty
IRN MXD00180
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Martin Cunniffe
IRN MXC00183
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Martin David Bates
IRN MDB00060
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Apr 2002)
Martin Guy Turner
IRN MXT01289
- CF11 Money Laundering Reporting (3 Jul 2008 to 20 Mar 2009)
- CF10 Compliance Oversight (1 Nov 2006 to 20 Mar 2009)
Martin James Tyrrell
IRN MJT00045
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.