Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Martin Jones
IRN MBJ00009
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Martin Monk
IRN MLM00025
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Martin Morgan Thomas
IRN MMT00023
- CF29 Significant management (1 Nov 2007 to 4 May 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (5 Jun 2006 to 28 Sep 2007)
- CF20 Significant Mgt (Settlements) (5 Jun 2006 to 31 Oct 2007)
Martin Wait
IRN MXW00178
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Martyn David Parnaby
IRN MDP00040
- CF30 Customer (1 Nov 2007 to 1 Jan 2013)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Martyn Eric Yetman
IRN MEY00001
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Martyn Howard Graham
IRN MHG00016
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Sep 2002)
Martyn James Pottage
IRN MJB01612
- CF30 Customer (26 May 2011 to 1 Jan 2013)
Martyn MacKenzie Boath
IRN MMB00012
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Jan 2002)
Martyn Scrivens
IRN MXS01924
- CF28 Systems and controls (1 Nov 2007 to 31 Aug 2012)
- CF15 Internal Audit (13 Oct 2003 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.