Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (14 Mar 2022 to 12 May 2023)
- [FCA CF] Client dealing (14 Mar 2022 to 12 May 2023)
- CF30 Customer (29 Jan 2013 to 26 Jul 2013)
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- CF30 Customer (15 Jul 2013 to 7 Jan 2015)
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- Employed By (15 Jul 2013 to 7 Jan 2015)
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- CF30 Customer (2 Apr 2012 to 30 May 2013)
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- CF30 Customer (11 Feb 2011 to 1 Apr 2012)
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- Employed By (11 Feb 2011 to 30 May 2013)
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- CF30 Customer (6 Dec 2007 to 11 Apr 2009)
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- CF30 Customer (1 Nov 2007 to 19 Nov 2007)
- CF21 Investment Adviser (19 Mar 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Mar 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.