Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (12 Jan 2023 to 4 Sep 2023)
- [FCA CF] Client dealing (12 Jan 2023 to 4 Sep 2023)
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- Employed By (16 Mar 2022 to 31 Oct 2022)
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- Appointed representative dealing with clients for which they require qualification (11 Mar 2022 to 31 Oct 2022)
- CF30 Customer (9 Mar 2022 to 31 Oct 2022)
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- Employed By (9 Mar 2022 to 31 Oct 2022)
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- [FCA CF] Client dealing (20 May 2021 to 15 Jan 2022)
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- CF30 Customer (15 May 2012 to 1 Jan 2013)
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
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- CF30 Customer (1 Nov 2007 to 14 May 2012)
- CF22 Investment Adviser (Trainee) (20 Apr 2007 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 7 Jul 2006)
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- CF22 Investment Adviser (Trainee) (14 Jun 2006 to 12 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.