Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Radiant Financial Planning Limited (no longer approved here)

    FRN 192396

    • [FCA CF] Functions requiring qualifications (12 Jan 2023 to 4 Sep 2023)
    • [FCA CF] Client dealing (12 Jan 2023 to 4 Sep 2023)
  • Tenet Financial Services Limited (no longer approved here)

    FRN 172174

    • Employed By (16 Mar 2022 to 31 Oct 2022)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (11 Mar 2022 to 31 Oct 2022)
    • CF30 Customer (9 Mar 2022 to 31 Oct 2022)
  • Tenet & You Limited (no longer approved here)

    FRN 455280

    • Employed By (9 Mar 2022 to 31 Oct 2022)
  • Forester Life Limited (no longer approved here)

    FRN 177898

    • [FCA CF] Client dealing (20 May 2021 to 15 Jan 2022)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF30 Customer (15 May 2012 to 1 Jan 2013)
    • CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 14 May 2012)
    • CF22 Investment Adviser (Trainee) (20 Apr 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 7 Jul 2006)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF22 Investment Adviser (Trainee) (14 Jun 2006 to 12 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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