Mark Jeremy Singleton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MSC Financial Planners Ltd

    FRN 768417

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 10 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 10 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 30 May 2017)
    • CF11 Money Laundering Reporting (30 May 2017 to 8 Dec 2019)
    • CF1 Director (30 May 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (30 May 2017 to 8 Dec 2019)
    • CF30 Customer (30 May 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (30 May 2017 to 30 Sep 2018)
  • SALTUS WEALTH PARTNERSHIP LIMITED (no longer approved here)

    FRN 449607

    • CF4 Partner (AR) (9 May 2013 to 24 Jun 2014)
    • CF30 Customer (14 Mar 2011 to 30 May 2017)
  • Moore & York Financial Services Ltd (no longer approved here)

    FRN 215062

    • (17)Employed By (31 Jul 2003 to 30 Nov 2004)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (5 Dec 2002 to 27 May 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2002)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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