Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gary James Venerus
IRN GJV00001
- CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2002)
Gary John Fulcher
IRN GJF00011
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Gary John Williams
IRN GJW00028
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Gary Lee Fullbrook
IRN GLF00009
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Gary Mark Chapman
IRN GMC00031
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Gary Mark Smith
IRN GMS00050
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Gary Patrick McDonald
IRN GPM00021
- CF30 Customer (26 May 2011 to 1 Jan 2013)
- CF21 Investment Adviser (13 May 2004 to 1 Jan 2005)
- CF22 Investment Adviser (Trainee) (21 Sep 2002 to 13 May 2004)
Gary Thomas Grove
IRN GTG00002
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Gavin Cornelius Price
IRN GCP00005
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Gavin McNeill Stewart
IRN GMS01053
- Director of firm who is not a certification employee or a SMF manager (13 Jan 2020 to 14 Jan 2021)
- [FCA CF] Manager of certification employee (12 Dec 2019 to 30 Dec 2019)
- [PRA CF] Managing a material risk taker (12 Dec 2019 to 30 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
- CF30 Customer (30 Oct 2015 to 8 Dec 2019)
- CF1 Director (18 Nov 2013 to 8 Dec 2019)
- CF3 Chief Executive (18 Nov 2013 to 11 Mar 2016)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.