Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gavin Neilson
IRN GXN01130
- CF29 Significant management (30 Oct 2008 to 4 May 2009)
Gayle Elaine Schumacher
IRN GES01031
- SMF9 Chair of the Governing Body (since 11 Dec 2023)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Oct 2023)
- CF2 Non Executive Director (1 Sep 2019 to 8 Dec 2019)
Geoffrey Alan Downing
IRN GAD00025
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 16 Apr 2002)
Geoffrey Andrew Whittaker
IRN GAW00029
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Geoffrey Langford Lewis
IRN GXL00061
- CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2007)
Geoffrey Stephen Bailey Ingles
IRN GSI00002
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Geoffrey Wayne Lowry
IRN GWL00009
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
George Albert Freeman
IRN GAF00013
- CF21 Investment Adviser (17 Jul 2002 to 17 Jul 2002)
George Douglas Henderson Malloch
IRN GDM01087
- CF30 Customer (29 Jan 2008 to 1 Jan 2013)
Georgina Ann Paston
IRN GAP00025
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Feb 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.