Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (14 Jan 2022 to 23 Jul 2025)
- [FCA CF] Functions requiring qualifications (14 Jan 2022 to 23 Jul 2025)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Apr 2022)
- CF1 Director (AR) (14 Dec 2016 to 14 Jul 2021)
- CF30 Customer (25 Apr 2016 to 6 Apr 2022)
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- CF1 Director (AR) (14 Dec 2016 to 14 Jul 2021)
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- Employed By (25 Apr 2016 to 6 Apr 2022)
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- Employed By (14 Jan 2010 to 27 Apr 2012)
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- CF21 Investment Adviser (1 Jul 2007 to 7 Sep 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.