Gavin McNeill Stewart

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THESIS Unit Trust Management Limited (no longer approved here)

    FRN 186882

    • Director of firm who is not a certification employee or a SMF manager (29 Apr 2022 to 8 Dec 2023)
  • Tutman LLP (no longer approved here)

    FRN 612721

    • Director of firm who is not a certification employee or a SMF manager (29 Apr 2022 to 8 Dec 2023)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • Director of firm who is not a certification employee or a SMF manager (13 Jan 2020 to 14 Jan 2021)
    • [FCA CF] Manager of certification employee (12 Dec 2019 to 30 Dec 2019)
    • [PRA CF] Managing a material risk taker (12 Dec 2019 to 30 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
    • CF1 Director (18 Nov 2013 to 8 Dec 2019)
    • CF3 Chief Executive (18 Nov 2013 to 11 Mar 2016)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • Director of firm who is not a certification employee or a SMF manager (13 Jan 2020 to 14 Jan 2021)
    • [FCA CF] Manager of certification employee (12 Dec 2019 to 30 Dec 2019)
    • [PRA CF] Managing a material risk taker (12 Dec 2019 to 30 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
    • CF30 Customer (30 Oct 2015 to 8 Dec 2019)
    • CF1 Director (18 Nov 2013 to 8 Dec 2019)
    • CF3 Chief Executive (18 Nov 2013 to 11 Mar 2016)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • [FCA CF] Material risk taker (12 Dec 2019 to 30 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (12 Dec 2019 to 30 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 22 Aug 2019)
    • CF1 Director (18 Nov 2013 to 22 Aug 2019)
    • CF3 Chief Executive (18 Nov 2013 to 11 Mar 2016)
    • Responsible for Insurance Mediation (18 Nov 2013 to 30 Sep 2018)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • [PRA CF] Significant risk taker or Material risk taker (29 Nov 2019 to 30 Dec 2019)
    • [FCA CF] Manager of certification employee (29 Nov 2019 to 30 Dec 2019)
    • [FCA CF] Material risk taker (29 Nov 2019 to 30 Dec 2019)
    • [PRA CF] Managing a material risk taker (29 Nov 2019 to 30 Dec 2019)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • [FCA CF] Manager of certification employee (29 Nov 2019 to 30 Dec 2019)
    • [FCA CF] Material risk taker (29 Nov 2019 to 30 Dec 2019)
    • [PRA CF] Managing a material risk taker (29 Nov 2019 to 30 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (29 Nov 2019 to 30 Dec 2019)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • [PRA CF] Significant risk taker or Material risk taker (29 Nov 2019 to 30 Dec 2019)
    • [FCA CF] Manager of certification employee (29 Nov 2019 to 30 Dec 2019)
    • [FCA CF] Material risk taker (29 Nov 2019 to 30 Dec 2019)
    • [PRA CF] Managing a material risk taker (29 Nov 2019 to 30 Dec 2019)
  • Argonaut Capital Partners LLP (no longer approved here)

    FRN 433809

    • CF4 Partner (30 Sep 2005 to 14 Aug 2009)

Recent activity

Updates to this individual's record on the FCA register.

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