Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF30 Customer (26 May 2011 to 1 Jan 2013)
    • CF21 Investment Adviser (13 May 2004 to 1 Jan 2005)
    • CF22 Investment Adviser (Trainee) (21 Sep 2002 to 13 May 2004)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (29 Jun 2010 to 26 May 2011)
    • CF21 Investment Adviser (1 Jan 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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