Gary Lee Fullbrook

• ST ANNE'S CAPITAL LIMITED

  FRN 786343

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 4 Mar 2021)
  • [FCA CF] Functions requiring qualifications (since 4 Mar 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF1 Director (3 Apr 2018 to 8 Dec 2019)
  • Responsible for Insurance Mediation (3 Apr 2018 to 30 Sep 2018)
  • CF30 Customer (3 Apr 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Apr 2018 to 8 Dec 2019)
• Charles Derby Capital Ltd (no longer approved here)

  FRN 611449

  • Employed By (19 Dec 2013 to 3 Apr 2018)
• QUILTER WEALTH LIMITED (no longer approved here)

  FRN 217742

  • CF30 Customer (18 Apr 2013 to 3 Apr 2018)
• Ashley Law Limited (no longer approved here)

  FRN 498488

  • Employed By (18 Apr 2013 to 8 Dec 2019)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • CF30 Customer (22 Feb 2013 to 20 Sep 2013)
• Quilter Financial Advisers Ltd (no longer approved here)

  FRN 452529

  • (504)Employed By (22 Feb 2013 to 20 Sep 2013)
• Phoenix Wealth Services Limited (no longer approved here)

  FRN 465753

  • CF30 Customer (3 Sep 2010 to 1 Jul 2011)
• Aviva Administration Limited (no longer approved here)

  FRN 185746

  • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
  • CF21 Investment Adviser (27 Jul 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (21 Sep 2005 to 27 Jul 2006)
• Scottish Widows Unit Trust Managers Limited (no longer approved here)

  FRN 122129

  • CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
• Lloyds Bank PLC (no longer approved here)

  FRN 119278

  • CF21 Investment Adviser (1 Dec 2001 to 25 Oct 2002)

No changes recorded yet.