Date authorised
1 April 2013
Companies House
04191730
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Schroder Investment Management Ltd
    1 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +4402076586000
  • Complaints Contact

    Schroder Investment Management Ltd
    1 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +442076586000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Gasparro

    IRN DXG01248

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 5 Mar 2004)
  • David John Docherty

    IRN DJD01083

    • [FCA CF] Material risk taker (1 Oct 2020 to 5 Feb 2025)
  • David John Philpotts

    IRN DJP01196

    • [FCA CF] Client dealing (since 20 Jul 2023)
    • [FCA CF] Material risk taker (20 Jul 2023 to 5 Sep 2023)
    • [FCA CF] Manager of certification employee (20 Jul 2023 to 17 Sep 2024)
    • [FCA CF] Client dealing (13 Oct 2022 to 20 Jul 2023)
  • David Seex

    IRN DXS00621

    • [FCA CF] Manager of certification employee (3 Oct 2023 to 4 Mar 2024)
    • [FCA CF] Material risk taker (26 Sep 2022 to 7 Aug 2023)
  • David Welford

    IRN DXW00503

    • [FCA CF] Client dealing (since 13 Jan 2026)
  • David White

    IRN DJW01420

    • [FCA CF] Material risk taker (16 Aug 2023 to 9 Jul 2025)
  • Derek Andrew Simpson

    IRN DAS01199

    • [FCA CF] Material risk taker (1 Oct 2020 to 12 Apr 2024)
  • Derek Power

    IRN DXP01475

    • [FCA CF] Manager of certification employee (19 Jul 2021 to 12 Aug 2024)
  • Dominic Peter Corti Emmerson

    IRN DPE01009

    • [FCA CF] Manager of certification employee (since 1 Mar 2021)
    • [FCA CF] Material risk taker (since 2 Mar 2020)
  • Douglas Abbott

    IRN DXA00109

    • SMF1 Chief Executive (13 Mar 2024 to 25 Mar 2024)
    • SMF3 Executive Director (13 Mar 2024 to 25 Mar 2024)
    • [FCA CF] Manager of certification employee (14 Dec 2020 to 25 Mar 2024)
    • [FCA CF] Client dealing (14 Dec 2020 to 25 Mar 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.