Schroder Unit Trusts Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Schroder Investment Management Ltd1 London Wall PlaceLondonCity Of LondonEC2Y 5AUUNITED KINGDOM- Phone
- +4402076586000
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Complaints Contact
Schroder Investment Management Ltd1 London Wall PlaceLondonCity Of LondonEC2Y 5AUUNITED KINGDOM- Phone
- +442076586000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Gasparro
IRN DXG01248
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 5 Mar 2004)
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David John Docherty
IRN DJD01083
- [FCA CF] Material risk taker (1 Oct 2020 to 5 Feb 2025)
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David John Philpotts
IRN DJP01196
- [FCA CF] Client dealing (since 20 Jul 2023)
- [FCA CF] Material risk taker (20 Jul 2023 to 5 Sep 2023)
- [FCA CF] Manager of certification employee (20 Jul 2023 to 17 Sep 2024)
- [FCA CF] Client dealing (13 Oct 2022 to 20 Jul 2023)
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David Seex
IRN DXS00621
- [FCA CF] Manager of certification employee (3 Oct 2023 to 4 Mar 2024)
- [FCA CF] Material risk taker (26 Sep 2022 to 7 Aug 2023)
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David Welford
IRN DXW00503
- [FCA CF] Client dealing (since 13 Jan 2026)
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David White
IRN DJW01420
- [FCA CF] Material risk taker (16 Aug 2023 to 9 Jul 2025)
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Derek Andrew Simpson
IRN DAS01199
- [FCA CF] Material risk taker (1 Oct 2020 to 12 Apr 2024)
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Derek Power
IRN DXP01475
- [FCA CF] Manager of certification employee (19 Jul 2021 to 12 Aug 2024)
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Dominic Peter Corti Emmerson
IRN DPE01009
- [FCA CF] Manager of certification employee (since 1 Mar 2021)
- [FCA CF] Material risk taker (since 2 Mar 2020)
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Douglas Abbott
IRN DXA00109
- SMF1 Chief Executive (13 Mar 2024 to 25 Mar 2024)
- SMF3 Executive Director (13 Mar 2024 to 25 Mar 2024)
- [FCA CF] Manager of certification employee (14 Dec 2020 to 25 Mar 2024)
- [FCA CF] Client dealing (14 Dec 2020 to 25 Mar 2024)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.