David Gasparro

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lonsdale Capital Partners LLP

    FRN 519447

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Mar 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Mar 2011 to 8 Dec 2019)
    • CF4 Partner (1 Mar 2011 to 8 Dec 2019)
    • CF30 Customer (1 Mar 2011 to 8 Dec 2019)
  • CHARLES CAMERON AND ASSOCIATES LIMITED (no longer approved here)

    FRN 722890

    • Director of firm who is not a certification employee or a SMF manager (1 Feb 2021 to 2 Aug 2021)
    • CF2 Non Executive Director (11 Jan 2019 to 6 Jun 2019)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • CF29 Significant management (1 Nov 2007 to 23 Jan 2009)
    • CF1 Director (30 May 2006 to 23 Jan 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (5 Apr 2004 to 31 Oct 2007)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • CF1 Director (30 May 2006 to 23 Jan 2009)
  • Threadneedle Portfolio Services Limited (no longer approved here)

    FRN 119174

    • CF8 Apportionment and Oversight (3 Apr 2006 to 31 Oct 2007)
    • CF3 Chief Executive (3 Apr 2006 to 23 Jan 2009)
    • CF1 Director (25 Jun 2004 to 23 Jan 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (5 Apr 2004 to 25 Jun 2004)
  • Threadneedle Investment Services Limited (no longer approved here)

    FRN 190437

    • CF3 Chief Executive (3 Apr 2006 to 23 Jan 2009)
    • CF8 Apportionment and Oversight (3 Apr 2006 to 23 Jan 2009)
    • CF1 Director (25 Jun 2004 to 23 Jan 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (5 Apr 2004 to 25 Jun 2004)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF1 Director (31 Jul 2002 to 31 Jul 2002)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF27 Investment Management (31 Jul 2002 to 5 Mar 2004)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF27 Investment Management (1 Dec 2001 to 5 Mar 2004)
  • Schroder Unit Trusts Limited (no longer approved here)

    FRN 197288

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 5 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.