Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Schroder Investment Management Limited
FRN 119348
- [FCA CF] Manager of certification employee (since 19 Jul 2021)
- [FCA CF] Client dealing (since 2 Jun 2020)
- CF30 Customer (5 Oct 2010 to 14 Mar 2017)
-
- [FCA CF] Manager of certification employee (since 19 Jul 2021)
- [FCA CF] Client dealing (since 2 Jun 2020)
- CF30 Customer (5 Oct 2010 to 14 Mar 2017)
-
- [FCA CF] Manager of certification employee (19 Jul 2021 to 12 Aug 2024)
-
- CF21 Investment Adviser (16 Jun 2005 to 16 May 2006)
- CF27 Investment Management (16 Jun 2005 to 16 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.