Dominic Peter Corti Emmerson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCHRODER & CO. LIMITED

    FRN 144206

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Responsible for Insurance Distribution (since 23 Jul 2025)
    • SMF18 Other Overall Responsibility (since 14 Mar 2024)
    • [FCA CF] Material risk taker (since 22 Mar 2022)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2020)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Significant management (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (14 Jul 2020 to 18 Oct 2021)
    • CF30 Customer (10 Jan 2014 to 6 Mar 2016)
  • Schroder Wealth Management (US) Limited

    FRN 781869

    • SMF9 Chair of the Governing Body (since 15 May 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 15 May 2023)
    • CF3 Chief Executive (13 Nov 2019 to 8 Dec 2019)
    • CF1 Director (11 Sep 2017 to 13 Nov 2019)
  • Schroder Unit Trusts Limited

    FRN 197288

    • [FCA CF] Manager of certification employee (since 1 Mar 2021)
    • [FCA CF] Material risk taker (since 2 Mar 2020)
  • Schroders Investment Portfolio Services Limited (no longer approved here)

    FRN 230690

    • SMF9 Chair of the Governing Body (5 Dec 2024 to 2 Feb 2026)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • [FCA CF] Manager of certification employee (2 Mar 2020 to 26 Jan 2021)

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