David John Philpotts

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Investment Management Limited

    FRN 119348

    • [FCA CF] Manager of certification employee (since 16 Jan 2025)
    • [FCA CF] Client dealing (since 20 Jul 2023)
    • [FCA CF] Client dealing (13 Oct 2022 to 20 Jul 2023)
    • [FCA CF] Manager of certification employee (24 Nov 2021 to 20 Jul 2023)
    • CF30 Customer (10 Aug 2012 to 11 May 2017)
  • Schroder Investment Management North America Limited

    FRN 144543

    • [FCA CF] Client dealing (since 20 Jul 2023)
    • [FCA CF] Client dealing (13 Oct 2022 to 20 Jul 2023)
    • [FCA CF] Manager of certification employee (2 Feb 2022 to 20 Jul 2023)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
  • Schroder Unit Trusts Limited

    FRN 197288

    • [FCA CF] Client dealing (since 20 Jul 2023)
    • [FCA CF] Material risk taker (20 Jul 2023 to 5 Sep 2023)
    • [FCA CF] Manager of certification employee (20 Jul 2023 to 17 Sep 2024)
    • [FCA CF] Client dealing (13 Oct 2022 to 20 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

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