Schroder Pension Management Limited

• Principal Place of Business

  Schroder Investment Management Ltd

  1 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4402076586000

  Web

  https://www.schroders.com

• Complaints Contact

  Schroder Investment Management Ltd

  1 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4402076586000

• Bank Deposits

  For Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For Professional, Life and annuity, Linked long-term, Pension fund management

• Stockbroking

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For Professional, Life and annuity, Linked long-term, Pension fund management

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Anthony Mountford

  IRN RAM01078

  • CF1 Director (4 Apr 2006 to 10 Mar 2009)
• Richard John Keers

  IRN RJK01138

  • SMF7 Group Entity Senior Manager (10 Dec 2018 to 2 Oct 2023)
  • SIMF7 Group Entity Senior Insurance Manager Function (5 Aug 2016 to 9 Dec 2018)
  • CF1 Director (18 Jul 2013 to 10 Feb 2015)
• Richard Oldfield

  IRN RXO00127

  • SMF7 Group Entity Senior Manager (since 2 Oct 2023)
• Robin Edward Stoakley

  IRN RES01036

  • CF1 Director (4 Apr 2006 to 20 May 2011)
• Rupert Norman Rolfe Nottidge

  IRN RNN00004

  • [FCA CF] Material risk taker (14 Aug 2023 to 30 Sep 2023)
  • SMF5 Head of Internal Audit (10 Dec 2018 to 22 Jun 2023)
  • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
  • CF28 Systems and controls (19 Aug 2013 to 19 Aug 2013)
• Sonia Jenkins

  IRN SXJ00607

  • [FCA CF] Significant management (since 23 Sep 2025)
  • [FCA CF] Material risk taker (23 Sep 2025 to 24 Sep 2025)
• Stephen John Reedy

  IRN SJR01349

  • SMF3 Executive Director (12 Oct 2023 to 31 Dec 2025)
  • SMF24 Chief Operations (6 Jan 2020 to 6 Oct 2022)
• Steven Michael Farrall

  IRN SMF01068

  • CF28 Systems and controls (2 Mar 2010 to 18 Jul 2014)
• Sushma Subhash Rose

  IRN SST01033

  • [FCA CF] Material risk taker (15 Jan 2024 to 11 Jun 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (25 Nov 2022 to 15 Nov 2023)
  • CF11 Money Laundering Reporting (1 Feb 2018 to 9 Dec 2018)
• Thomas Jeremy Willoughby

  IRN TJW01055

  • CF14 Risk Assessment (4 Apr 2006 to 9 Jun 2006)
  • CF1 Director (4 Apr 2006 to 9 Jun 2006)
  • CF10 Compliance Oversight (4 Apr 2006 to 9 Jun 2006)

No changes recorded yet.