Richard Anthony Mountford

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • [FCA CF] Material risk taker (25 Jan 2021 to 31 Aug 2021)
    • SMF18 Other Overall Responsibility (20 Feb 2020 to 23 Nov 2020)
    • CF30 Customer (1 Nov 2007 to 27 Mar 2013)
    • CF29 Significant management (1 Nov 2007 to 12 Aug 2015)
    • CF27 Investment Management (19 Nov 2004 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (2 Mar 2004 to 31 Oct 2007)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • [FCA CF] Material risk taker (1 Oct 2020 to 31 Aug 2021)
    • CF30 Customer (1 Nov 2007 to 27 Mar 2013)
    • CF27 Investment Management (19 Nov 2004 to 31 Oct 2007)
  • Nippon Life Schroders Asset Management Europe Limited (no longer approved here)

    FRN 188997

    • (190)[FCA CF] Material risk taker (1 Oct 2020 to 31 Aug 2021)
    • (191)[FCA CF] Manager of certification employee (1 Oct 2020 to 24 Jan 2021)
    • (192)CF1 Director (5 Oct 2011 to 14 Sep 2012)
  • Schroder Real Estate Investment Management Limited (no longer approved here)

    FRN 190064

    • [FCA CF] Material risk taker (1 Oct 2020 to 31 Aug 2021)
  • Schroder Unit Trusts Limited (no longer approved here)

    FRN 197288

    • [FCA CF] Material risk taker (1 Oct 2020 to 31 Aug 2021)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 31 Aug 2021)
    • CF1 Director (4 Feb 2005 to 27 Sep 2012)
  • Schroder Pension Management Limited (no longer approved here)

    FRN 442769

    • CF1 Director (4 Apr 2006 to 10 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (190)[FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited

  2. controlled function added: (191)[FCA CF] Manager of certification employee at Nippon Life Schroders Asset Management Europe Limited

  3. controlled function added: (192)CF1 Director at Nippon Life Schroders Asset Management Europe Limited