Thomas Jeremy Willoughby

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Pension Management Limited (no longer approved here)

    FRN 442769

    • CF1 Director (4 Apr 2006 to 9 Jun 2006)
    • CF14 Risk Assessment (4 Apr 2006 to 9 Jun 2006)
    • CF10 Compliance Oversight (4 Apr 2006 to 9 Jun 2006)
  • Schroder Unit Trusts Limited (no longer approved here)

    FRN 197288

    • CF1 Director (10 Nov 2005 to 9 Jun 2006)
    • CF10 Compliance Oversight (3 Mar 2003 to 9 Jun 2006)
    • CF14 Risk Assessment (1 Dec 2001 to 9 Jun 2006)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF10 Compliance Oversight (22 Dec 2003 to 11 May 2004)
    • CF1 Director (1 Dec 2001 to 9 Jun 2006)
  • Schroder Real Estate Investment Management Limited (no longer approved here)

    FRN 190064

    • CF10 Compliance Oversight (18 Jun 2003 to 9 Jun 2006)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF1 Director (1 Dec 2001 to 9 Jun 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 9 Jun 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 3 Jun 2003)
    • CF14 Risk Assessment (1 Dec 2001 to 9 Jun 2006)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF14 Risk Assessment (1 Dec 2001 to 9 Jun 2006)
    • CF1 Director (1 Dec 2001 to 9 Jun 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 9 Jun 2006)
  • Mobius Life Limited (no longer approved here)

    FRN 189098

    • CF14 Risk Assessment (1 Dec 2001 to 6 Feb 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 6 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.