Sushma Subhash Rose

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FUTURE GROWTH CAPITAL LIMITED (no longer approved here)

    FRN 1021597

    • SMF17 Money Laundering Reporting Officer (MLRO) (11 Aug 2025 to 28 Aug 2025)
  • Schroder Pension Management Limited (no longer approved here)

    FRN 442769

    • [FCA CF] Material risk taker (15 Jan 2024 to 11 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Nov 2022 to 15 Nov 2023)
    • CF11 Money Laundering Reporting (1 Feb 2018 to 9 Dec 2018)
  • Nippon Life Schroders Asset Management Europe Limited (no longer approved here)

    FRN 188997

    • (207)SMF17 Money Laundering Reporting Officer (MLRO) (25 Nov 2022 to 27 Oct 2023)
    • (209)[FCA CF] Material risk taker (5 Apr 2022 to 8 Feb 2023)
    • (208)CF11 Money Laundering Reporting (1 Feb 2018 to 8 Dec 2019)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • [FCA CF] Material risk taker (22 Sep 2022 to 28 Aug 2025)
  • Schroder Wealth Management (US) Limited (no longer approved here)

    FRN 781869

    • [FCA CF] Material risk taker (22 Sep 2022 to 2 Aug 2023)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • [FCA CF] Material risk taker (5 Apr 2022 to 28 Aug 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Oct 2020)
    • CF11 Money Laundering Reporting (1 Feb 2018 to 8 Dec 2019)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Aug 2025)
    • CF11 Money Laundering Reporting (1 Feb 2018 to 8 Dec 2019)
  • Schroder Real Estate Investment Management Limited (no longer approved here)

    FRN 190064

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Jan 2021)
    • CF11 Money Laundering Reporting (1 Feb 2018 to 8 Dec 2019)
  • Schroder Unit Trusts Limited (no longer approved here)

    FRN 197288

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Aug 2025)
    • CF11 Money Laundering Reporting (1 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (207)SMF17 Money Laundering Reporting Officer (MLRO) at Nippon Life Schroders Asset Management Europe Limited

  2. controlled function added: (208)CF11 Money Laundering Reporting at Nippon Life Schroders Asset Management Europe Limited

  3. controlled function added: (209)[FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited