Date authorised
11 August 2025
Companies House
15666257
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Schroder Investment Management Ltd
    1 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +4402076586000
  • Complaints Contact

    Schroder Investment Management Ltd
    1 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +4402076586000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Specialist Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Barnabas Purbrook

    IRN BXP00246

    • [FCA CF] Material risk taker (since 1 Feb 2026)
  • Chaipetch Phrompechrut

    IRN CXP01898

    • [FCA CF] Client dealing (since 1 Feb 2026)
    • [FCA CF] Manager of certification employee (since 1 Feb 2026)
    • [FCA CF] Material risk taker (since 1 Feb 2026)
    • [FCA CF] Significant management (since 1 Feb 2026)
  • Christopher Keith Sandum

    IRN CKS01011

    • [FCA CF] Manager of certification employee (since 1 Feb 2026)
  • Denise Marie-Reine Le Gal

    IRN DML01139

    • SMF9 Chair of the Governing Body (since 11 Aug 2025)
  • Edward Louis Studd

    IRN ELS01036

    • [FCA CF] Client dealing (since 1 Feb 2026)
    • [FCA CF] Manager of certification employee (since 1 Feb 2026)
  • Georg Wunderlin

    IRN GXW14420

    • [FCA CF] Manager of certification employee (since 1 Feb 2026)
    • [FCA CF] Material risk taker (since 1 Feb 2026)
  • Jack Davy

    IRN JXD00979

    • [FCA CF] Client dealing (since 1 Feb 2026)
  • James Harvey

    IRN JXH02504

    • SMF3 Executive Director (since 11 Aug 2025)
  • James Ovenden

    IRN JXO00093

    • [FCA CF] Material risk taker (since 1 Feb 2026)
  • Jane Marie Turner

    IRN JMT01141

    • [FCA CF] Client dealing (since 18 Mar 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.