Date authorised
11 August 2025
Companies House
15666257
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Schroder Investment Management Ltd
    1 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +4402076586000
  • Complaints Contact

    Schroder Investment Management Ltd
    1 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +4402076586000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Specialist Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joanne Bugg

    IRN JXB04056

    • [FCA CF] Manager of certification employee (since 1 Feb 2026)
    • [FCA CF] Client dealing (since 1 Feb 2026)
  • John Patrick Clarke

    IRN JXC02103

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Sep 2025)
  • Kristina Foster

    IRN KXF00071

    • [FCA CF] Client dealing (since 1 Feb 2026)
    • [FCA CF] Manager of certification employee (since 1 Feb 2026)
  • Max Julian Carrick Gilbert

    IRN MXG00020

    • [FCA CF] Client dealing (since 1 Feb 2026)
  • Meagen Burnett

    IRN MXB24502

    • [FCA CF] Manager of certification employee (since 1 Feb 2026)
  • Michael Chappell

    IRN MEC01099

    • [FCA CF] Client dealing (since 1 Feb 2026)
    • [FCA CF] Manager of certification employee (since 1 Feb 2026)
    • [FCA CF] Material risk taker (since 1 Feb 2026)
    • [FCA CF] Significant management (since 1 Feb 2026)
  • Nicholas Oliver

    IRN NXO00077

    • [FCA CF] Client dealing (since 1 Feb 2026)
  • Paul Andrew Forshaw

    IRN PAF01061

    • [FCA CF] Client dealing (since 1 Feb 2026)
    • SMF3 Executive Director (since 11 Aug 2025)
    • SMF1 Chief Executive (since 11 Aug 2025)
  • Richard Oldfield

    IRN RXO00127

    • [FCA CF] Manager of certification employee (since 1 Feb 2026)
  • Robert William Game

    IRN RWG01043

    • [FCA CF] Client dealing (since 1 Feb 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.