Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Feb 2026)
    • [FCA CF] Significant management (since 1 Feb 2026)
    • [FCA CF] Material risk taker (since 1 Feb 2026)
    • [FCA CF] Client dealing (since 1 Feb 2026)
    • [FCA CF] Manager of certification employee (since 12 Nov 2024)
    • [FCA CF] Client dealing (since 12 Nov 2024)
    • [FCA CF] Client dealing (12 Apr 2024 to 25 Feb 2026)
    • [FCA CF] Manager of certification employee (12 Apr 2024 to 25 Feb 2026)
  • Schroder Real Estate Investment Management Limited (no longer approved here)

    FRN 190064

    • [FCA CF] Manager of certification employee (4 Jun 2025 to 25 Feb 2026)
  • ReAssure Life Limited (no longer approved here)

    FRN 110462

    • [FCA CF] Material risk taker (1 Feb 2022 to 30 Sep 2024)
    • [FCA CF] Manager of certification employee (1 Feb 2022 to 2 Feb 2022)
    • [FCA CF] Functions requiring qualifications (1 Feb 2022 to 30 Sep 2024)
    • [FCA CF] Client dealing (1 Feb 2022 to 30 Sep 2024)
  • ReAssure Limited (no longer approved here)

    FRN 110495

    • [FCA CF] Functions requiring qualifications (1 Feb 2022 to 30 Sep 2024)
    • [FCA CF] Manager of certification employee (1 Feb 2022 to 2 Feb 2022)
    • [FCA CF] Material risk taker (1 Feb 2022 to 30 Sep 2024)
    • [FCA CF] Client dealing (1 Feb 2022 to 30 Sep 2024)
  • Phoenix Life Limited (no longer approved here)

    FRN 110418

    • [FCA CF] Functions requiring qualifications (1 Jan 2022 to 30 Sep 2024)
    • [FCA CF] Client dealing (1 Jan 2022 to 30 Sep 2024)
    • [FCA CF] Material risk taker (1 Jan 2022 to 30 Sep 2024)
    • [FCA CF] Significant management (10 Dec 2018 to 1 Jan 2022)
  • Standard Life Assurance Limited (no longer approved here)

    FRN 439567

    • [FCA CF] Client dealing (1 Jan 2022 to 30 Sep 2024)
    • [FCA CF] Functions requiring qualifications (1 Jan 2022 to 30 Sep 2024)
    • [FCA CF] Material risk taker (1 Jan 2022 to 30 Sep 2024)
    • [FCA CF] Significant management (10 Dec 2018 to 1 Jan 2022)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (5 Mar 2014 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 29 Jan 2010)
    • CF21 Investment Adviser (20 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.