Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FUTURE GROWTH CAPITAL LIMITED
FRN 1021597
- [FCA CF] Manager of certification employee (since 1 Feb 2026)
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- [FCA CF] Significant management (since 18 Nov 2025)
- [FCA CF] Material risk taker (since 19 Dec 2023)
- [FCA CF] Manager of certification employee (since 26 Oct 2023)
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Schroders IS Limited
FRN 195028
- [FCA CF] Significant management (since 18 Nov 2025)
- [FCA CF] Material risk taker (since 19 Dec 2023)
- [FCA CF] Manager of certification employee (since 26 Oct 2023)
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Schroder Unit Trusts Limited
FRN 197288
- SMF7 Group Entity Senior Manager (since 2 Dec 2024)
- SMF7 Group Entity Senior Manager (2 Oct 2023 to 17 Mar 2024)
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Schroder Investment Management Limited
FRN 119348
- SMF7 Group Entity Senior Manager (since 8 Nov 2024)
- SMF9 Chair of the Governing Body (2 Oct 2023 to 8 Nov 2024)
- SMF3 Executive Director (2 Oct 2023 to 8 Nov 2024)
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Schroder Wealth Management (US) Limited
FRN 781869
- [FCA CF] Manager of certification employee (since 13 Jun 2024)
- [FCA CF] Material risk taker (19 Dec 2023 to 13 Jul 2025)
- [FCA CF] Manager of certification employee (26 Oct 2023 to 11 Dec 2023)
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SCHRODER & CO. LIMITED
FRN 144206
- [FCA CF] Manager of certification employee (since 26 Oct 2023)
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- SMF7 Group Entity Senior Manager (since 2 Oct 2023)
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Schroder Pension Management Limited
FRN 442769
- SMF7 Group Entity Senior Manager (since 2 Oct 2023)
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- (242)[FCA CF] Material risk taker (19 Dec 2023 to 13 Jul 2025)
- (243)[FCA CF] Manager of certification employee (26 Oct 2023 to 14 Apr 2026)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: [FCA CF] Manager of certification employee at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (242)[FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (243)[FCA CF] Manager of certification employee at Nippon Life Schroders Asset Management Europe Limited