Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FUTURE GROWTH CAPITAL LIMITED
FRN 1021597
- [FCA CF] Manager of certification employee (since 1 Feb 2026)
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- [FCA CF] Significant management (since 18 Nov 2025)
- [FCA CF] Manager of certification employee (since 1 Oct 2020)
- [FCA CF] Material risk taker (since 1 Oct 2020)
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Schroder Pension Management Limited
FRN 442769
- [FCA CF] Significant management (since 18 Nov 2025)
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Schroder Investment Management Limited
FRN 119348
- SMF4 Chief Risk (since 8 Jul 2025)
- [FCA CF] Material risk taker (1 Oct 2020 to 15 Sep 2022)
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Schroder Unit Trusts Limited
FRN 197288
- SMF4 Chief Risk (since 2 Dec 2024)
- [FCA CF] Material risk taker (since 1 Oct 2020)
- [FCA CF] Manager of certification employee (since 1 Oct 2020)
- SMF4 Chief Risk (9 Jul 2021 to 17 Mar 2024)
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SCHRODER & CO. LIMITED
FRN 144206
- [FCA CF] Manager of certification employee (since 12 Sep 2023)
- [FCA CF] Material risk taker (14 Jul 2020 to 19 Oct 2021)
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- SMF3 Executive Director (since 2 Dec 2022)
- SMF4 Chief Risk (since 2 Dec 2022)
- [FCA CF] Material risk taker (1 Oct 2020 to 19 Oct 2021)
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Schroders IS Limited
FRN 195028
- SMF3 Executive Director (since 6 May 2022)
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- (235)SMF3 Executive Director (10 Dec 2019 to 14 Apr 2026)
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- CF30 Customer (1 Nov 2007 to 31 Jul 2009)
- CF26 Customer Trading (17 Dec 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: SMF3 Executive Director at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (235)SMF3 Executive Director at Nippon Life Schroders Asset Management Europe Limited