James Harvey

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

FUTURE GROWTH CAPITAL LIMITED
FRN 1021597
- SMF3 Executive Director (since 11 Aug 2025)
Neuberger Berman Europe Limited (no longer approved here)
FRN 442488
- SMF2 Chief Finance (30 Mar 2022 to 22 Jun 2023)
- SMF3 Executive Director (9 Dec 2019 to 22 Jun 2023)
- CF1 Director (14 Sep 2016 to 8 Dec 2019)
- CF28 Systems and controls (14 Sep 2016 to 8 Dec 2019)
Hermes Investment Management Ltd (no longer approved here)
FRN 150000
- CF28 Systems and controls (6 Nov 2013 to 31 Jul 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.