Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 24 Feb 2026)
    • [FCA CF] Material risk taker (since 24 Feb 2026)
    • [FCA CF] Significant management (since 24 Feb 2026)
    • SMF18 Other Overall Responsibility (25 Sep 2024 to 31 Dec 2025)
    • [FCA CF] Material risk taker (1 Oct 2020 to 29 Sep 2024)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 29 Sep 2024)
    • CF29 Significant management (24 Jul 2019 to 8 Dec 2019)
    • [FCA CF] Manager of certification employee (since 24 Feb 2026)
    • [FCA CF] Significant management (since 24 Feb 2026)
    • [FCA CF] Material risk taker (since 24 Feb 2026)
    • SMF9 Chair of the Governing Body (14 Feb 2020 to 27 Jan 2026)
    • SMF3 Executive Director (14 Feb 2020 to 28 Jan 2026)
    • [FCA CF] Material risk taker (since 1 Feb 2026)
    • [FCA CF] Manager of certification employee (since 1 Feb 2026)
    • [FCA CF] Significant management (since 18 Nov 2025)
    • [FCA CF] Material risk taker (since 26 Sep 2022)
    • [FCA CF] Manager of certification employee (since 1 Oct 2020)
    • [FCA CF] Material risk taker (1 Oct 2020 to 19 Oct 2021)
    • [FCA CF] Significant management (since 18 Nov 2025)
    • [FCA CF] Material risk taker (since 16 Jul 2025)
    • [FCA CF] Manager of certification employee (16 Jul 2025 to 23 Sep 2025)
    • [FCA CF] Significant management (since 18 Nov 2025)
    • [FCA CF] Manager of certification employee (since 26 Sep 2022)
    • [FCA CF] Material risk taker (since 1 Oct 2020)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 28 Feb 2021)
    • [FCA CF] Significant management (since 18 Nov 2025)
  • Nippon Life Schroders Asset Management Europe Limited (no longer approved here)

    FRN 188997

    • (129)[FCA CF] Manager of certification employee (16 Jul 2025 to 23 Sep 2025)
    • (128)[FCA CF] Material risk taker (1 Oct 2020 to 19 Oct 2021)
  • Schroder Wealth Management (US) Limited (no longer approved here)

    FRN 781869

    • [FCA CF] Material risk taker (26 Sep 2022 to 2 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited

  2. controlled function added: (128)[FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited

  3. controlled function added: (129)[FCA CF] Manager of certification employee at Nippon Life Schroders Asset Management Europe Limited