Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Schroder Investment Management Limited
FRN 119348
- [FCA CF] Manager of certification employee (since 24 Feb 2026)
- [FCA CF] Material risk taker (since 24 Feb 2026)
- [FCA CF] Significant management (since 24 Feb 2026)
- SMF18 Other Overall Responsibility (25 Sep 2024 to 31 Dec 2025)
- [FCA CF] Material risk taker (1 Oct 2020 to 29 Sep 2024)
- [FCA CF] Manager of certification employee (1 Oct 2020 to 29 Sep 2024)
- CF29 Significant management (24 Jul 2019 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (since 24 Feb 2026)
- [FCA CF] Significant management (since 24 Feb 2026)
- [FCA CF] Material risk taker (since 24 Feb 2026)
- SMF9 Chair of the Governing Body (14 Feb 2020 to 27 Jan 2026)
- SMF3 Executive Director (14 Feb 2020 to 28 Jan 2026)
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FUTURE GROWTH CAPITAL LIMITED
FRN 1021597
- [FCA CF] Material risk taker (since 1 Feb 2026)
- [FCA CF] Manager of certification employee (since 1 Feb 2026)
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- [FCA CF] Significant management (since 18 Nov 2025)
- [FCA CF] Material risk taker (since 26 Sep 2022)
- [FCA CF] Manager of certification employee (since 1 Oct 2020)
- [FCA CF] Material risk taker (1 Oct 2020 to 19 Oct 2021)
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Schroders IS Limited
FRN 195028
- [FCA CF] Significant management (since 18 Nov 2025)
- [FCA CF] Material risk taker (since 16 Jul 2025)
- [FCA CF] Manager of certification employee (16 Jul 2025 to 23 Sep 2025)
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Schroder Unit Trusts Limited
FRN 197288
- [FCA CF] Significant management (since 18 Nov 2025)
- [FCA CF] Manager of certification employee (since 26 Sep 2022)
- [FCA CF] Material risk taker (since 1 Oct 2020)
- [FCA CF] Manager of certification employee (1 Oct 2020 to 28 Feb 2021)
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Schroder Pension Management Limited
FRN 442769
- [FCA CF] Significant management (since 18 Nov 2025)
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- (129)[FCA CF] Manager of certification employee (16 Jul 2025 to 23 Sep 2025)
- (128)[FCA CF] Material risk taker (1 Oct 2020 to 19 Oct 2021)
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- [FCA CF] Material risk taker (26 Sep 2022 to 2 Aug 2023)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: [FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (128)[FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (129)[FCA CF] Manager of certification employee at Nippon Life Schroders Asset Management Europe Limited