Schroder Pension Management Limited

• Principal Place of Business

  Schroder Investment Management Ltd

  1 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4402076586000

  Web

  https://www.schroders.com

• Complaints Contact

  Schroder Investment Management Ltd

  1 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4402076586000

• Bank Deposits

  For Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For Professional, Life and annuity, Linked long-term, Pension fund management

• Stockbroking

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For Professional, Life and annuity, Linked long-term, Pension fund management

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nichola Pease

  IRN NXP01133

  • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 6 Nov 2019)
  • SIMF12 Chair of the Remuneration Committee (20 Sep 2018 to 9 Dec 2018)
• Nigel John Drury

  IRN NJD01134

  • [FCA CF] Manager of certification employee (5 Jul 2022 to 12 Jun 2024)
  • [FCA CF] Material risk taker (17 Mar 2022 to 12 Jun 2024)
  • SMF4 Chief Risk (10 Dec 2018 to 26 Jan 2022)
  • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
  • CF28 Systems and controls (26 Feb 2015 to 6 Mar 2016)
• Paul Andrew Forshaw

  IRN PAF01061

  • SMF9 Chair of the Governing Body (27 Mar 2020 to 4 Dec 2025)
• Peter Harrison

  IRN PXH01235

  • SMF7 Group Entity Senior Manager (28 May 2020 to 11 Nov 2024)
  • SIMF7 Group Entity Senior Insurance Manager Function (23 May 2016 to 9 Dec 2018)
• Peter Hilborne

  IRN PXH22087

  • SMF24 Chief Operations (since 4 Oct 2022)
  • [FCA CF] Material risk taker (15 Dec 2021 to 17 Oct 2022)
  • SMF18 Other Overall Responsibility (5 May 2020 to 3 Dec 2021)
• Peter Nelson

  IRN PXN00175

  • [FCA CF] Material risk taker (since 23 Sep 2025)
• Philip Christopher Wallace

  IRN PCW01049

  • CF11 Money Laundering Reporting (13 Jan 2012 to 31 Jan 2018)
  • CF1 Director (16 Nov 2011 to 21 Jul 2016)
  • CF10 Compliance Oversight (11 Oct 2011 to 7 Sep 2016)
• Philip Esme Howard

  IRN PEH01033

  • SIMF12 Chair of the Remuneration Committee (24 May 2016 to 26 Apr 2018)
• Philip Wayne Gallo

  IRN PWG01045

  • [FCA CF] Material risk taker (12 Nov 2021 to 14 Sep 2022)
• Philippe Jacques Lespinard

  IRN PJL01091

  • [FCA CF] Significant management (1 Oct 2020 to 31 Mar 2021)

No changes recorded yet.