Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Material risk taker (13 Feb 2025 to 24 Jun 2025)
-
- [FCA CF] Manager of certification employee (22 Sep 2022 to 2 Aug 2023)
- [FCA CF] Material risk taker (1 Oct 2020 to 2 Aug 2023)
-
- [FCA CF] Manager of certification employee (5 Jul 2022 to 12 Jun 2024)
- [FCA CF] Material risk taker (17 Mar 2022 to 12 Jun 2024)
- SMF4 Chief Risk (10 Dec 2018 to 26 Jan 2022)
- SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
- CF28 Systems and controls (26 Feb 2015 to 6 Mar 2016)
-
- SMF3 Executive Director (24 Jun 2021 to 30 Jun 2025)
- SMF4 Chief Risk (7 Mar 2016 to 24 Jun 2021)
- CF28 Systems and controls (2 Mar 2016 to 6 Mar 2016)
-
- [FCA CF] Significant management (12 Mar 2021 to 6 May 2022)
-
- [FCA CF] Significant management (12 Mar 2021 to 6 May 2022)
-
- [FCA CF] Significant management (12 Mar 2021 to 6 May 2022)
-
- [FCA CF] Significant management (1 Mar 2021 to 30 Jun 2025)
- [FCA CF] Manager of certification employee (1 Oct 2020 to 30 Jun 2025)
- [FCA CF] Material risk taker (1 Oct 2020 to 30 Jun 2025)
- CF28 Systems and controls (26 Feb 2015 to 8 Dec 2019)
-
- (178)[FCA CF] Significant management (1 Mar 2021 to 30 Jun 2025)
- (176)[FCA CF] Material risk taker (1 Oct 2020 to 30 Jun 2025)
- (177)[FCA CF] Manager of certification employee (1 Oct 2020 to 30 Jun 2025)
-
- [FCA CF] Significant management (15 Feb 2021 to 30 Jun 2025)
- [FCA CF] Material risk taker (1 Oct 2020 to 30 Jun 2025)
- [FCA CF] Manager of certification employee (1 Oct 2020 to 30 Jun 2025)
- CF28 Systems and controls (26 Feb 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function added: (176)[FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited
-
controlled function added: (177)[FCA CF] Manager of certification employee at Nippon Life Schroders Asset Management Europe Limited
-
controlled function added: (178)[FCA CF] Significant management at Nippon Life Schroders Asset Management Europe Limited