Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Material risk taker (13 Feb 2025 to 24 Jun 2025)
  • Schroder Wealth Management (US) Limited (no longer approved here)

    FRN 781869

    • [FCA CF] Manager of certification employee (22 Sep 2022 to 2 Aug 2023)
    • [FCA CF] Material risk taker (1 Oct 2020 to 2 Aug 2023)
  • Schroder Pension Management Limited (no longer approved here)

    FRN 442769

    • [FCA CF] Manager of certification employee (5 Jul 2022 to 12 Jun 2024)
    • [FCA CF] Material risk taker (17 Mar 2022 to 12 Jun 2024)
    • SMF4 Chief Risk (10 Dec 2018 to 26 Jan 2022)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (26 Feb 2015 to 6 Mar 2016)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • SMF3 Executive Director (24 Jun 2021 to 30 Jun 2025)
    • SMF4 Chief Risk (7 Mar 2016 to 24 Jun 2021)
    • CF28 Systems and controls (2 Mar 2016 to 6 Mar 2016)
  • Fusion Wealth Limited (no longer approved here)

    FRN 541404

    • [FCA CF] Significant management (12 Mar 2021 to 6 May 2022)
  • EVOLUTION WEALTH NETWORK LIMITED (no longer approved here)

    FRN 591218

    • [FCA CF] Significant management (12 Mar 2021 to 6 May 2022)
  • Bright Square Pensions Limited (no longer approved here)

    FRN 788317

    • [FCA CF] Significant management (12 Mar 2021 to 6 May 2022)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • [FCA CF] Significant management (1 Mar 2021 to 30 Jun 2025)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 30 Jun 2025)
    • [FCA CF] Material risk taker (1 Oct 2020 to 30 Jun 2025)
    • CF28 Systems and controls (26 Feb 2015 to 8 Dec 2019)
  • Nippon Life Schroders Asset Management Europe Limited (no longer approved here)

    FRN 188997

    • (178)[FCA CF] Significant management (1 Mar 2021 to 30 Jun 2025)
    • (176)[FCA CF] Material risk taker (1 Oct 2020 to 30 Jun 2025)
    • (177)[FCA CF] Manager of certification employee (1 Oct 2020 to 30 Jun 2025)
  • Schroder Real Estate Investment Management Limited (no longer approved here)

    FRN 190064

    • [FCA CF] Significant management (15 Feb 2021 to 30 Jun 2025)
    • [FCA CF] Material risk taker (1 Oct 2020 to 30 Jun 2025)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 30 Jun 2025)
    • CF28 Systems and controls (26 Feb 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (176)[FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited

  2. controlled function added: (177)[FCA CF] Manager of certification employee at Nippon Life Schroders Asset Management Europe Limited

  3. controlled function added: (178)[FCA CF] Significant management at Nippon Life Schroders Asset Management Europe Limited