Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF4 Chief Risk (19 May 2020 to 30 Sep 2022)
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- SMF3 Executive Director (20 Jan 2020 to 30 Jun 2025)
- SMF4 Chief Risk (9 Dec 2019 to 30 Jun 2025)
- CF28 Systems and controls (26 Feb 2015 to 8 Dec 2019)
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- SMF4 Chief Risk (9 Dec 2019 to 9 Jul 2021)
- CF28 Systems and controls (26 Feb 2015 to 8 Dec 2019)
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- CF28 Systems and controls (6 Aug 2013 to 31 Oct 2014)
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- CF28 Systems and controls (6 Aug 2013 to 31 Oct 2014)
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- CF28 Systems and controls (16 Nov 2010 to 6 Aug 2013)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (176)[FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (177)[FCA CF] Manager of certification employee at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (178)[FCA CF] Significant management at Nippon Life Schroders Asset Management Europe Limited