Peter Harrison

Watch for changes

IRN: PXH01235
Last updated: 1 week ago

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Scottish Widows Schroder Personal Wealth Limited (no longer approved here)
FRN 830170
- [FCA CF] Material risk taker (28 Jul 2023 to 8 Nov 2024)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- SMF7 Group Entity Senior Manager (2 Dec 2022 to 11 Nov 2024)
- [FCA CF] Material risk taker (26 Sep 2022 to 5 Dec 2022)
- [FCA CF] Manager of certification employee (1 Oct 2020 to 5 Dec 2022)
- CF3 Chief Executive (1 Aug 2013 to 15 Aug 2016)
- CF1 Director (1 Mar 2013 to 15 Aug 2016)
Schroder Wealth Management (US) Limited (no longer approved here)
FRN 781869
- [FCA CF] Material risk taker (26 Sep 2022 to 12 Jun 2024)
- [FCA CF] Manager of certification employee (1 Oct 2020 to 31 Dec 2024)
Schroders IS Limited (no longer approved here)
FRN 195028
- [FCA CF] Manager of certification employee (8 Jun 2022 to 11 Nov 2024)
Nippon Life Schroders Asset Management Europe Limited (no longer approved here)
FRN 188997
- (194)[FCA CF] Material risk taker (1 Oct 2020 to 19 Oct 2021)
- (195)[FCA CF] Manager of certification employee (1 Oct 2020 to 11 Nov 2024)
- (193)CF16 Significant Mgt (Desgntd Investment Business) (1 Feb 2005 to 8 Jul 2005)
Schroder Real Estate Investment Management Limited (no longer approved here)
FRN 190064
- [FCA CF] Manager of certification employee (1 Oct 2020 to 11 Nov 2024)
- [FCA CF] Material risk taker (1 Oct 2020 to 11 Nov 2024)
Schroder Pension Management Limited (no longer approved here)
FRN 442769
- SMF7 Group Entity Senior Manager (28 May 2020 to 11 Nov 2024)
- SIMF7 Group Entity Senior Insurance Manager Function (23 May 2016 to 9 Dec 2018)
Schroder Unit Trusts Limited (no longer approved here)
FRN 197288
- SMF7 Group Entity Senior Manager (24 Feb 2020 to 11 Nov 2024)
Best Practice IFA Group Limited (no longer approved here)
FRN 223112
- SMF7 Group Entity Senior Manager (24 Feb 2020 to 6 Jan 2021)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- SMF7 Group Entity Senior Manager (9 Dec 2019 to 11 Nov 2024)
- CF1 Director (1 Mar 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (193)CF16 Significant Mgt (Desgntd Investment Business) at Nippon Life Schroders Asset Management Europe Limited
1 day ago
controlled function added: (194)[FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited
1 day ago
controlled function added: (195)[FCA CF] Manager of certification employee at Nippon Life Schroders Asset Management Europe Limited

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.