Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF7 Group Entity Senior Manager (7 Mar 2016 to 23 Dec 2020)
- CF2 Non Executive Director (3 Mar 2016 to 6 Mar 2016)
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- CF4 Partner (27 Dec 2007 to 28 Feb 2013)
- CF3 Chief Executive (27 Dec 2007 to 28 Feb 2013)
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- CF16 Significant Mgt (Desgntd Investment Business) (6 Dec 2004 to 8 Jul 2005)
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- CF27 Investment Management (2 Apr 2002 to 19 Jul 2004)
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- CF27 Investment Management (1 Dec 2001 to 19 Jul 2004)
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- CF27 Investment Management (1 Dec 2001 to 19 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (193)CF16 Significant Mgt (Desgntd Investment Business) at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (194)[FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (195)[FCA CF] Manager of certification employee at Nippon Life Schroders Asset Management Europe Limited