Philippe Jacques Lespinard

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Union Bancaire Privee, UBP SA (no longer approved here)

    FRN 147562

    • SMF22 Other Local Responsibility (19 Dec 2021 to 30 Sep 2025)
    • [FCA CF] Material risk taker (14 Jun 2021 to 30 Sep 2025)
    • [PRA CF] Significant risk taker or Material risk taker (14 Jun 2021 to 15 Mar 2024)
    • [PRA CF] Key function holder (14 Jun 2021 to 15 Mar 2024)
    • [FCA CF] Manager of certification employee (14 Jun 2021 to 15 Mar 2024)
    • [FCA CF] Significant management (14 Jun 2021 to 15 Mar 2024)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • [FCA CF] Manager of certification employee (1 Oct 2020 to 31 Mar 2021)
    • [FCA CF] Significant management (1 Oct 2020 to 31 Mar 2021)
    • CF29 Significant management (9 May 2016 to 8 Dec 2019)
    • CF1 Director (15 May 2013 to 27 Feb 2015)
    • CF30 Customer (18 Mar 2011 to 8 Dec 2019)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • [FCA CF] Manager of certification employee (1 Oct 2020 to 31 Mar 2021)
    • [FCA CF] Significant management (1 Oct 2020 to 31 Mar 2021)
    • CF30 Customer (18 Mar 2011 to 8 Dec 2019)
  • Nippon Life Schroders Asset Management Europe Limited (no longer approved here)

    FRN 188997

    • (257)[FCA CF] Significant management (1 Oct 2020 to 31 Mar 2021)
  • Schroder Real Estate Investment Management Limited (no longer approved here)

    FRN 190064

    • [FCA CF] Material risk taker (1 Oct 2020 to 31 Mar 2021)
    • [FCA CF] Significant management (1 Oct 2020 to 31 Mar 2021)
  • Schroder Unit Trusts Limited (no longer approved here)

    FRN 197288

    • [FCA CF] Manager of certification employee (1 Oct 2020 to 31 Mar 2021)
    • [FCA CF] Material risk taker (1 Oct 2020 to 31 Mar 2021)
    • [FCA CF] Significant management (1 Oct 2020 to 31 Mar 2021)
  • Schroder Pension Management Limited (no longer approved here)

    FRN 442769

    • [FCA CF] Significant management (1 Oct 2020 to 31 Mar 2021)
  • BNP Paribas Asset Management UK Limited (no longer approved here)

    FRN 170064

    • CF1 Director (9 Sep 2002 to 18 Feb 2008)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 21 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (257)[FCA CF] Significant management at Nippon Life Schroders Asset Management Europe Limited