Santander Asset Management UK Limited

Date authorised
1 April 2013
Companies House
SC106669
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +4408000284174
  • Complaints Contact

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +4408000284174

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Jenkins

    IRN PXJ01228

    • CF11 Money Laundering Reporting (1 Jul 2005 to 1 Feb 2007)
    • CF14 Risk Assessment (20 Apr 2005 to 1 Feb 2007)
  • Paul John Masters

    IRN PJM01275

    • CF2 Non Executive Director (1 Dec 2001 to 15 Nov 2002)
  • Paul Richard Bradshaw

    IRN PRB01117

    • CF8 Apportionment and Oversight (26 May 2005 to 28 Feb 2006)
  • Paul Richard Simmons

    IRN PRS01207

    • CF11 Money Laundering Reporting (3 Aug 2015 to 1 Sep 2017)
  • Paul Wesley Howes

    IRN PWH01065

    • CF26 Customer Trading (28 Apr 2004 to 1 Jun 2007)
  • Paula Ann Baumber

    IRN PAB01213

    • CF14 Risk Assessment (1 Dec 2001 to 17 Feb 2004)
  • Peter McLoughlin

    IRN PJM01281

    • CF30 Customer (1 Nov 2007 to 4 Oct 2018)
    • CF27 Investment Management (3 May 2007 to 31 Oct 2007)
  • Rachel Cowtan

    IRN RXC00868

    • [FCA CF] Significant management (since 14 Jul 2025)
  • Rajiv Pravinchandra Vyas

    IRN RXV01071

    • CF10a CASS Oversight function (1 Dec 2015 to 1 Mar 2017)
    • CF10 Compliance Oversight (1 Dec 2015 to 16 May 2017)
    • CF1 Director (1 Dec 2015 to 30 May 2017)
  • Rami Aboukhair Hurtado

    IRN RXA01583

    • CF2 Non Executive Director (22 Dec 2011 to 11 Mar 2014)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.