Peter McLoughlin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED
FRN 155241
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
- CF30 Customer (22 Mar 2019 to 8 Dec 2019)
Santander Asset Management UK Limited (no longer approved here)
FRN 122491
- CF30 Customer (1 Nov 2007 to 4 Oct 2018)
- CF27 Investment Management (3 May 2007 to 31 Oct 2007)
Insight Investment Management (Global) Limited (no longer approved here)
FRN 119308
- CF27 Investment Management (3 Mar 2003 to 30 May 2006)
SCOTTISH WIDOWS LIMITED (no longer approved here)
FRN 181655
- CF27 Investment Management (1 Dec 2001 to 11 Jul 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.