Rajiv Pravinchandra Vyas

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

IFM INVESTORS (UK) LTD
FRN 478403
- [FCA CF] Manager of certification employee (since 6 Jul 2021)
State Street Global Advisors Limited (no longer approved here)
FRN 146665
- SMF16 Compliance Oversight (9 Dec 2019 to 31 May 2021)
- CF10 Compliance Oversight (8 Sep 2017 to 8 Dec 2019)
STATE STREET UNIT TRUST MANAGEMENT LIMITED (no longer approved here)
FRN 154639
- SMF16 Compliance Oversight (9 Dec 2019 to 31 May 2021)
- CF10 Compliance Oversight (8 Sep 2017 to 8 Dec 2019)
MANAGED PENSION FUNDS LIMITED (no longer approved here)
FRN 221340
- SMF16 Compliance Oversight (10 Dec 2018 to 31 May 2021)
- CF10 Compliance Oversight (8 Sep 2017 to 9 Dec 2018)
Santander Asset Management UK Limited (no longer approved here)
FRN 122491
- CF10 Compliance Oversight (1 Dec 2015 to 16 May 2017)
- CF10a CASS Oversight function (1 Dec 2015 to 1 Mar 2017)
- CF1 Director (1 Dec 2015 to 30 May 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.