Paul Richard Simmons

• HARGREAVES LANSDOWN FUND MANAGERS LTD.

  FRN 166016

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Jan 2022)
  • [FCA CF] Material risk taker (15 Nov 2021 to 14 Jan 2022)
• Hargreaves Lansdown Advisory Services Limited

  FRN 189627

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Jan 2022)
  • [FCA CF] Material risk taker (15 Nov 2021 to 14 Jan 2022)
• Hargreaves Lansdown Savings Limited

  FRN 915119

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Jan 2022)
  • [FCA CF] Material risk taker (15 Nov 2021 to 14 Jan 2022)
• GAM London Limited (no longer approved here)

  FRN 122330

  • SMF17 Money Laundering Reporting Officer (MLRO) (17 Dec 2019 to 1 Nov 2021)
• GAM INTERNATIONAL MANAGEMENT LIMITED (no longer approved here)

  FRN 122331

  • SMF17 Money Laundering Reporting Officer (MLRO) (17 Dec 2019 to 1 Nov 2021)
• ADM Investor Services International Limited (no longer approved here)

  FRN 148474

  • CF11 Money Laundering Reporting (18 Sep 2017 to 29 Oct 2019)
• Santander Asset Management UK Limited (no longer approved here)

  FRN 122491

  • CF11 Money Laundering Reporting (3 Aug 2015 to 1 Sep 2017)

No changes recorded yet.