Santander Asset Management UK Limited

• Principal Place of Business

  287 St. Vincent Street

  Glasgow

  G2 5NB

  UNITED KINGDOM

  Phone

  +4408000284174

  Web

  https://www.santanderassetmanagement.co.uk

• Complaints Contact

  287 St. Vincent Street

  Glasgow

  G2 5NB

  UNITED KINGDOM

  Phone

  +4408000284174

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Ramon Sanchez Santiago

  IRN RXS02257

  • CF28 Systems and controls (27 Jul 2011 to 6 Jun 2014)
• Rebecca Drever

  IRN RXD00462

  • [FCA CF] Significant management (3 Jan 2024 to 31 Aug 2024)
• Renzo Henri Dominique Desbordes

  IRN RHD01046

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
  • CF30 Customer (26 Sep 2011 to 8 Dec 2019)
• Richard Harold Keith Moody

  IRN RHM01072

  • CF11 Money Laundering Reporting (10 Jun 2009 to 10 Jun 2010)
• Richard Moore

  IRN RXM01441

  • CF30 Customer (1 Nov 2007 to 27 Jan 2015)
  • CF27 Investment Management (2 May 2007 to 31 Oct 2007)
• Rob Askham

  IRN RDA01048

  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Oct 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)
  • CF1 Director (13 Mar 2012 to 28 Jul 2014)
• Robert Armstrong

  IRN RXA01169

  • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2003)
• Robert Iain McElvanney

  IRN RXM01476

  • [FCA CF] Significant management (22 Jan 2024 to 27 Dec 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 27 Dec 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Dec 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 27 Dec 2024)
  • CF30 Customer (25 Jan 2016 to 8 Dec 2019)
• Robert Lewis Noach

  IRN RLN01004

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 1 Feb 2023)
  • CF2 Non Executive Director (16 Jul 2014 to 8 Dec 2019)
• Robin Mark Jones

  IRN RXJ00136

  • [FCA CF] Material risk taker (1 Sep 2020 to 31 Mar 2022)

No changes recorded yet.