Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander Asset Management UK Limited (no longer approved here)

    FRN 122491

    • [FCA CF] Significant management (22 Jan 2024 to 27 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 Dec 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Dec 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 27 Dec 2024)
    • CF30 Customer (25 Jan 2016 to 8 Dec 2019)
  • PricewaterhouseCoopers LLP (no longer approved here)

    FRN 221411

    • CF21 Investment Adviser (28 Sep 2006 to 29 Jun 2007)
    • CF22 Investment Adviser (Trainee) (22 May 2003 to 28 Sep 2006)
    • CF26 Customer Trading (22 May 2003 to 28 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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