Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Significant management (22 Jan 2024 to 27 Dec 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 27 Dec 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Dec 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 27 Dec 2024)
- CF30 Customer (25 Jan 2016 to 8 Dec 2019)
-
- CF21 Investment Adviser (28 Sep 2006 to 29 Jun 2007)
- CF22 Investment Adviser (Trainee) (22 May 2003 to 28 Sep 2006)
- CF26 Customer Trading (22 May 2003 to 28 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.