Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF9 Chair of the Governing Body (9 Dec 2019 to 1 Feb 2023)
- CF2 Non Executive Director (16 Jul 2014 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 28 Nov 2012)
- CF21 Investment Adviser (3 Mar 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (27 Jun 2002 to 3 Mar 2003)
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- CF30 Customer (1 Nov 2007 to 28 Nov 2012)
- CF21 Investment Adviser (3 Mar 2003 to 31 Oct 2007)
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- CF1 Director (1 Dec 2001 to 6 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.