Sandringham Financial Partners Limited

Date authorised
1 April 2013
Companies House
08022795
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 15
    The Media Centre
    7 Northumberland Street
    Huddersfield
    West Yorkshire
    HD1 1RL
    UNITED KINGDOM
    Phone
    +4401484504900
    Web
    https://www.sandringham.co.uk

  • Complaints Contact

    Suite 15
    The Media Centre
    7 Northumberland Street
    Huddersfield
    West Yorkshire
    HD1 1RL
    UNITED KINGDOM
    Phone
    +4401484504900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling which is provided in connection with investment advice.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alistair Morris

    IRN AXM05298

    • [FCA CF] Significant management (1 Jul 2024 to 10 Feb 2025)
    • [FCA CF] Manager of certification employee (17 Jun 2024 to 10 Feb 2025)
  • Alistair Ronald Richards

    IRN ARR00019

    • CF30 Customer (26 Apr 2016 to 9 Feb 2018)
  • Alyn Raymond Davies

    IRN AXD00163

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Amy Mann

    IRN AXM05205

    • [FCA CF] Manager of certification employee (since 30 Nov 2022)
  • Andrew Butler

    IRN AXB00204

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Sep 2023)
    • CF30 Customer (29 Oct 2013 to 8 Dec 2019)
  • Andrew David Gill

    IRN ADG01093

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Feb 2022)
    • CF1 Director (AR) (since 26 Jan 2022)
    • CF30 Customer (since 26 Jan 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (21 Jun 2017 to 8 Dec 2019)
  • Andrew David Motley

    IRN ADM00004

    • CF1 Director (AR) (12 Apr 2018 to 1 Sep 2020)
    • CF30 Customer (24 Sep 2015 to 1 Sep 2020)
  • Andrew Donnachie

    IRN AXD00005

    • CF30 Customer (26 Oct 2018 to 28 Sep 2019)
  • Andrew James Green

    IRN AJG01280

    • [FCA CF] Client dealing (24 Dec 2021 to 22 Nov 2024)
    • [FCA CF] Functions requiring qualifications (24 Dec 2021 to 22 Nov 2024)
  • Andrew James Tunningley

    IRN AXT01230

    • SMF9 Chair of the Governing Body (15 Jan 2024 to 31 May 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.