Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (28 Jun 2023 to 3 Oct 2024)
- [FCA CF] Functions requiring qualifications (28 Jun 2023 to 3 Oct 2024)
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- CF1 Director (AR) (12 Apr 2018 to 1 Sep 2020)
- CF30 Customer (24 Sep 2015 to 1 Sep 2020)
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- CF30 Customer (1 Nov 2007 to 21 Jan 2010)
- CF1 Director (AR) (19 Sep 2005 to 21 Jan 2010)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.