Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • SMF9 Chair of the Governing Body (15 Jan 2024 to 31 May 2024)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • SMF9 Chair of the Governing Body (15 Jan 2024 to 31 May 2024)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • [FCA CF] Material risk taker (1 Jan 2023 to 31 May 2024)
    • [FCA CF] Significant management (16 Sep 2022 to 31 May 2024)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • [FCA CF] Significant management (16 Sep 2022 to 31 May 2024)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • [FCA CF] Significant management (16 Sep 2022 to 31 May 2024)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • [FCA CF] Material risk taker (9 Dec 2019 to 14 Apr 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Feb 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2021)
    • CF30 Customer (7 Dec 2012 to 8 Dec 2019)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Feb 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 14 Apr 2021)
    • CF30 Customer (7 Dec 2012 to 8 Dec 2019)
  • BlackRock International Limited (no longer approved here)

    FRN 178638

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Feb 2021)
    • CF30 Customer (7 Dec 2012 to 8 Dec 2019)
  • Aon Investments Limited (no longer approved here)

    FRN 459481

    • CF30 Customer (14 Apr 2008 to 31 Dec 2011)
    • CF1 Director (4 Oct 2007 to 24 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.